Verbandsgeldbußen im Finanzsektor: eine Kumulation zweifelhafter Obergrenzen

Publikation: Beiträge in ZeitschriftenZeitschriftenaufsätzeForschungbegutachtet

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Verbandsgeldbußen im Finanzsektor: eine Kumulation zweifelhafter Obergrenzen. / Hüttemann, Suzan.
in: European Integration Studies, Jahrgang 17, Nr. 1, 22.12.2021, S. 72-87.

Publikation: Beiträge in ZeitschriftenZeitschriftenaufsätzeForschungbegutachtet

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@article{e764749fb05543a88f85ddc5af8cc477,
title = "Verbandsgeldbu{\ss}en im Finanzsektor: eine Kumulation zweifelhafter Obergrenzen",
abstract = "This contribution covers the methods by which the maximum amount of pecuniary sanctions against corporations in the financial sector is determined. The alternative recourse to absolute, turnover-based and profit-based upper limits combines problematic regulatory developments of recent times. This contribution advocates for a systematic approach that differentiates strictly between the confiscatory and the sanctioning part; the upper limit of the sanctioning part should be determined by the abstract gravity of the violation.",
keywords = "Rechtswissenschaft, financial sector, corporate sanctions, German Securities trading Act, multiplicative pecuniary sanctions, guilt principle",
author = "Suzan H{\"u}ttemann",
year = "2021",
month = dec,
day = "22",
doi = "10.46941/2021.se1.72-87",
language = "Deutsch",
volume = "17",
pages = "72--87",
journal = "European Integration Studies",
issn = "1588-6735",
publisher = "Miskolc University Press",
number = "1",

}

RIS

TY - JOUR

T1 - Verbandsgeldbußen im Finanzsektor

T2 - eine Kumulation zweifelhafter Obergrenzen

AU - Hüttemann, Suzan

PY - 2021/12/22

Y1 - 2021/12/22

N2 - This contribution covers the methods by which the maximum amount of pecuniary sanctions against corporations in the financial sector is determined. The alternative recourse to absolute, turnover-based and profit-based upper limits combines problematic regulatory developments of recent times. This contribution advocates for a systematic approach that differentiates strictly between the confiscatory and the sanctioning part; the upper limit of the sanctioning part should be determined by the abstract gravity of the violation.

AB - This contribution covers the methods by which the maximum amount of pecuniary sanctions against corporations in the financial sector is determined. The alternative recourse to absolute, turnover-based and profit-based upper limits combines problematic regulatory developments of recent times. This contribution advocates for a systematic approach that differentiates strictly between the confiscatory and the sanctioning part; the upper limit of the sanctioning part should be determined by the abstract gravity of the violation.

KW - Rechtswissenschaft

KW - financial sector

KW - corporate sanctions

KW - German Securities trading Act

KW - multiplicative pecuniary sanctions

KW - guilt principle

U2 - 10.46941/2021.se1.72-87

DO - 10.46941/2021.se1.72-87

M3 - Zeitschriftenaufsätze

VL - 17

SP - 72

EP - 87

JO - European Integration Studies

JF - European Integration Studies

SN - 1588-6735

IS - 1

ER -

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